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Administrative proceeding
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271	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 16:45:05 Business Financial regulation Financial economics United States securities law Registered Investment Advisor U.S. Securities and Exchange Commission Investment Advisor Financial adviser Securities Act Finance 76th United States Congress Investment Advisers Act
272	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]March 3, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 11:27:20 76th United States Congress Investment Advisers Act Hedge fund U.S. Securities and Exchange Commission Financial adviser Securities and Exchange Commission Financial economics Investment Finance
273	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 09:41:26 Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Government OTC Markets Group Financial regulation Politics of the United States Schedule TO SEC filings Form 10-K Securities Exchange Act
274	INITIAL DECISION RELEASE NO. 750 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-02 15:58:07 Financial regulation Government Financial system 76th United States Congress Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Securities fraud Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
275	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 16:25:54 Corporate crime U.S. Securities and Exchange Commission
276	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 11:58:14 British society Socioeconomics United Kingdom labour law Property law Income tax in the United States Bankruptcy Economics
277	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 26, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 15:24:52 73rd United States Congress Securities Exchange Act Form 10-K U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Government Financial regulation United States SEC filings United States securities law United States Securities and Exchange Commission
278	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 27, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 06:10:56 Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Government Financial regulation Politics of the United States SEC filings Form 10-K Securities Exchange Act
279	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]February 12, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 10:28:58 Financial services Collective investment schemes Funds Institutional investors Mutual fund fees and expenses Mutual fund Short U.S. Securities and Exchange Commission Custodian bank Financial economics Investment Finance
280	INITIAL DECISION RELEASE NO. 745 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 14:53:50 76th United States Congress Investment Advisers Act

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